Explain the importance and role of various stock market tracking devices such as the Dow Jones Industrial Average (DJIA), Standard and Poors 500 (S&P 500), etc.
Objective 52.0813-0205
Explain the history of the ticker tape and the role it plays in today's securities markets.
Objective 52.0813-0206
Identify the difference between full service and discount brokers, and describe the advantages and disadvantages of using one or the other.
Objective 52.0813-0207
Define insider trading and explain the consequences for violators.
Objective 52.0813-0208
Describe the process of executing a stock transaction including the role of the broker, trader, and specialist.
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